The audit plan details are separated into the following columns:

  • Control: The control associated with the audit plan.
  • Auditors by Resource (RASCI-VS): The resource responsible for carrying out an audit according to their RASCI-VS assignment. Format: Name (R,A,Su,C,I,V,Si) [Identifier]
  • Auditors by Role (RASCI-VS): The role responsible for carrying out an audit according to their RASCI-VS assignment. Format: Name (R,A,Su,C,I,V,Si) [Identifier]
  • Impacted Roles: The role assigned as an impacted responsibility to assist the audit process or the auditor in completing an audit. Format: Name[Identifier]
  • Impacted Assets: The asset assigned as an impacted responsibility to assist the audit process or the auditor in completing an audit. Format: Name[Identifier]
  • Impacted Resources: The resource assigned as an impacted responsibility to assist the audit process or the auditor in completing an audit. Format: Name[Identifier]
  • Impacted Organizational Units (Organization): The organization unit assigned as an impacted responsibility to assist the audit process or the auditor in completing an audit. Format: Name[Identifier]
  • Prerequisites: The prior conditions that are required before an audit can begin.
  • Procedure: The purpose and description of the steps necessary in completing an audit.
  • Audit Location: The location where an audit will take place.
  • Estimated Effort: The estimated time of the effort expressed in number of hours and/or days.
  • Sample Size: The size of the sample used during an audit.
  • Audit Frequency: The frequency of the audit. The frequency types are:
    • Ad-Hoc
    • Daily
    • Weekly
    • Biweekly
    • Bimonthly
    • Monthly
    • Quarterly
  • Priority: The priority of the audit. The priority levels are:
    • Minor
    • Normal
    • Major
    • Critical
    • Blocker
    • Not Applicable
  • Audit Type: The type of the audit. The audit types are:
    • Internal
    • External
    • Customer
    • Supplier
    • Regulatory

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